AML Disclosure Statement and FSA Permissions

Anti-Money Laundering and Counter-Terrorism Financing

The Commonwealth Bank of Australia Group’s Anti-Money Laundering and Counter-Terrorism Financing Disclosure Statement can be found at the following address:
http://www.commbank.com.au/about-us/customer-commitment/practices/anti-money-laundering/aml-disclosure-statement.aspx

Our USA PATRIOT Act Certificate is also available at this address.

For further information about our AML controls please contact:
          Head of AML-CTF and Sanctions Officer
          Level 14, Darling Park, 201 Sussex Street, Sydney NSW 2000, Australia
          AMLCTF@cba.com.au

FSA Permissions

The Commonwealth Bank of Australia is authorised and regulated in the UK by the Financial Services Authority. It currently has the following permissions:

Accepting Deposits
Advising on investments (except on Pension Transfers and Pension Opt Outs)
Agreeing to carry on a regulated activity
Arranging (bringing about) deals in investments
Arranging safeguarding and administration of assets
Dealing in investments as agent
Dealing in investments as principal
Making arrangements with a view to transactions in investments
Safeguarding and administration of assets (without arranging)

CBA Europe Limited is incorporated in the UK, is authorised and regulated by the Financial Services Authority and has a MiFID Passport to operate throughout Europe. It currently has the following permissions:

Advising on investments (except on Pension Transfers and Pension Opt Outs)
Agreeing to carry on a regulated activity
Arranging (bringing about) deals in investments
Arranging safeguarding and administration of assets
Dealing in investments as agent
Making arrangements with a view to transactions in investments

For further information please contact our Compliance Division:

Karen Peel
+44 20 7710 3907
karen.peel@cba.com.au